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Showing 331 to 340 of 679 search results for Instrument of dissolution.

  1. Regulation - supporting vibrant markets

    Speeches Published: 02/06/2015 Last modified: 02/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Requesting sample transaction reporting data

    Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
    The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data.

  3. FCA Handbook Notice 32 supplement [pdf]

    Handbook Published: 28/04/2016 Last modified: 28/04/2016
    This document introduces the European Long-Term Investment Funds Regulation (No 2) Instrument 2016 (FCA 2016/34 / FOS 2016/7), which was made by the FCA Board on 21 April 2016. On 27 April 2016, the voluntary jurisdiction rules and standard terms

  4. UCITS V: requirements for managers and depositaries

    Tasks for regulated firms Published: 05/08/2015 Last modified: 16/02/2023
    Read more on how increased powers for EU regulators ensures protection and confidence for investors in Undertakings for collective investment in transferable securities (UCITS).

  5. Primary Market Bulletin 40

    Newsletters Published: 27/05/2022 Last modified: 30/05/2022
    In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation.

  6. Information for ARM investors

    News stories Published: 04/10/2013 Last modified: 04/10/2013
    There have been a number of developments recently that affect investors in bonds issued by ARM Asset Backed Securities SA (ARM), a securitisation vehicle based in Luxembourg. We take a look at some frequently asked questions.

  7. Investment managers

    Firm authorisation Published: 05/07/2023 Last modified: 19/12/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  8. Cautious optimism for the post-pandemic world

    Speeches Published: 23/04/2021 Last modified: 23/04/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Finance & Leasing Association.

  9. Share, bond and boiler room scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.

  10. Data elements found in instrument and Handbook – PS24/3 [xlsx]

    Policy statements Published: 29/04/2024
    An Excel version of the data elements found in the instrument and Handbook to aid the review of the required data.