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Recent developments in financial markets
Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing. -
Primary Market Bulletin Issue No. 30
In this special edition, we publish general news and information, including changes to our Knowledge Base. -
Temporary restriction in short selling
The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the ... This follows a decision made by another EU Competent -
Has the industry improved ten years on?
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018. -
Primary Market Bulletin 34
This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime. -
Surveillance: The FCA's expectations and toolkits
Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA statement on short selling bans and reporting
Find out the powers the FCA are provided with by the Short Selling Regulation (SSR). -
Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period. -
Restrictions placed on Dolfin Financial (UK) Ltd
The FCA has imposed a number of restrictions on Dolfin Financial (UK) Ltd, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business. -
Building a regulatory environment for the future
Speech by our CEO, Nikhil Rathi, delivered at City Week 2021.