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Showing 351 to 360 of 679 search results for Instrument of dissolution.

  1. Primary Market Bulletin 44

    Newsletters Published: 20/03/2023 Last modified: 20/03/2023
    This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content.

  2. WinFX (Clone of FCA Authorised firm)

    Warnings Published: 11/03/2022 Last modified: 11/03/2022
    WinFX (Clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  3. The future of regulation: AI for consumer good

    Speeches Published: 16/07/2019 Last modified: 16/07/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Alan Turing Institute.

  4. Temporary ban on net short positions by FSMA and HCMC

    News stories Published: 19/03/2020 Last modified: 15/04/2024
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

  5. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

  6. Conduct risk during LIBOR transition

    Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 09/01/2023
    Questions and answers for firms on conduct risk during LIBOR transition.

  7. The implementation period for any rules arising from CP20/19

    Statements Published: 23/03/2021 Last modified: 23/03/2021
    Read the FCA's statement on changes to the implementation period for its proposed new rules on general insurance pricing practices.

  8. Regulatory Sandbox accepted firms

    Firms Published: 27/03/2022 Last modified: 24/05/2024
    Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

  9. External audit requirements for MiFID investment firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about external audit requirements for MiFID investment firms, including what you need to do.

  10. Temporary restriction in short selling

    Statements Published: 01/08/2014 Last modified: 08/11/2016
    Details of the financial instrument concerned:. Banco Espirito Santo S.A. (ISIN: PTBES0AM0007). ... Please note this extension does not apply to the following instrument: Jerónimo Martins SGPS S.A.