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Showing 361 to 370 of 679 search results for Instrument of dissolution.

  1. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. MLA A1 and A2: balance sheet FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA A1 and A2: balance sheet FAQs

  3. Notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State under the Markets in Financial Instruments Directive (MiFID) [pdf]

    Forms Published: 01/09/2017 Last modified: 01/09/2017

  4. MLA E: Residential loans to individuals FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA E: Residential loans to individuals FAQs

  5. Market Data Processor and industry testing publication sample data [zip]

    Systems information Published: 17/01/2022
    The FCA’s Financial Instruments Reference Data System (FCA FIRDS) Market Data Processor industry testing files enable firms to test they can ingest the files and assess the various scenarios around them.

  6. Primary Market Bulletin 42

    Newsletters Published: 12/12/2022 Last modified: 12/12/2022
    In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.

  7. New regime for public offers and admissions to trading

    Published: 05/05/2023 Last modified: 12/12/2023
    Read more about the new framework that will replace the UK prospectus regime, our work in this area and ways we plan to hear your views.

  8. PS18/25: EU Securitisation Regulation

    Policy statements Published: 12/10/2018 Last modified: 09/01/2019
    This Policy Statement outlines the final and near-final rules that implement the EU Securitisation Regulation and Capital Requirements Regulation (CRR) Amendment. This Policy Statement follows our Consultation Papers CP18/22 (August 2018) and

  9. Phillip Boakes sentenced following FCA prosecution

    Press Releases Published: 06/03/2015 Last modified: 06/03/2015
    Following an FCA prosecution, Phillip Boakes was today sentenced at Southwark Crown Court to ten years’ imprisonment for defrauding investors of at least £3.5m, using false instruments and accepting deposits ... He also received sentences of four

  10. Providers and distributors of contracts for difference (CFD) products: resolving failings which may cause significant consumer harm [pdf]

    Correspondence Published: 10/01/2018
    Following the conclusion of a project that assessed whether CFD providers and distributors deliver the CFD product to the intended target market, pay due regard to the interests of customers and treat them fairly, we have published a Dear CEO letter