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Showing 401 to 410 of 679 search results for Instrument of dissolution.

  1. Wealth Management Association (formerly APCIMS) speech

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version.
  2. 2019 Disclosure Log

    Last modified: 20/03/2024
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 
  3. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).
  4. MLA D: Lending - business flow and rates FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA D: Lending - business flow and rates FAQs
  5. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.
  6. Preparing for the future of Consumer Investments

    Corporate documents Published: 08/12/2023 Last modified: 08/12/2023
    We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved.
  7. FCA proposes changes to rules for crowdfunding platforms

    Press Releases Published: 27/07/2018 Last modified: 27/07/2018
    Following a post-implementation review of its crowdfunding rules, the Financial Conduct Authority (FCA) is opening a consultation on new rules for loan-based crowdfunding platforms.
  8. PS19/15: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (near final and final rules)

    Policy statements Published: 06/06/2019 Last modified: 06/06/2019
    This Policy Statement outlines the near final rules applying our existing supervisory and enforcement processes to securitisation repositories when the UK leaves the European Union. It also sets out the final rules in respect of additional
  9. PS23/4: Improving equity secondary markets

    Policy statements Published: 03/05/2023 Last modified: 03/05/2023
    The FCA sets out the final policy on changes to technical standards and summarise feedback to CP22/12.
  10. Potentially Anomalous Trading Ratio 2019/20

    Data Published: 10/09/2020 Last modified: 11/06/2021
    The FCA committed to developing and publishing additional measures that will further illustrate the state of UK markets.