Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 421 to 430 of 679 search results for Instrument of dissolution.

  1. Pensions: A view from the FCA

    Speeches Published: 17/09/2018 Last modified: 17/09/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Gleneagles.

  2. Temporary prohibition of short selling: Banca Carige

    News stories Published: 16/11/2018 Last modified: 16/11/2018
    The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) ofRegulation (EU) No 236/2012 of the European ... This follows a decision made by another EU

  3. Forex Premium (clone of FCA authorised firm)

    Warnings Published: 28/04/2021 Last modified: 28/04/2021
    Forex Premium (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  4. Restrictions in relation to the retail distribution of contingent convertible instruments [pdf]

    Temporary product interventions Published: 05/08/2014 Last modified: 05/08/2014

  5. Extending deadlines to publishing fund reports and accounts

    Firms Last modified: 17/09/2020
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  6. FCA FIRDS open for firms to test publication from 14 March 2019

    News stories Published: 08/03/2019 Last modified: 15/03/2019
    We have built FCA FIRDS (Financial Instruments Reference Data System) to replace ESMA FIRDS in the UK.

  7. Supervisory Statement on the Operation of the MiFID Markets Regime after the end of the EU withdrawal transition period [pdf]

    Documents Published: 16/12/2020
    This statement sets out how we will operate the pre- and post-trade transparency regime for the secondary trading of financial instruments after the transition period.

  8. Mutual societies registration function: 2021-22

    Corporate documents Published: 24/05/2022 Last modified: 24/05/2022
    An update on our work and a breakdown of societies on the register. 

  9. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.

  10. The role of regulation in encouraging investment in the City

    Speeches Published: 25/09/2023 Last modified: 25/09/2023
    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at the City and Financial Global: Future of UK Capital Markets Regulation event.