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Showing 431 to 440 of 679 search results for Instrument of dissolution.
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Temporary prohibition of short selling: Mota-Engil SGPS SA
The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) ofRegulation (EU) No 236/2012 of the European ... Details of the Financial Instrument concerned: -
FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions
The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in -
Catching a falling knife: an analysis of circuit breakers in UK equity markets
Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction. -
MiFID II: authorisation and variation of permissions
The FCA publishes MiFID 2 guide. -
Experia Markets (clone of FCA authorised firm)
Experia Markets (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Temporary prohibition of short selling
The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the ... This follows a decision made by another EU Competent -
Andrew Bailey speech at the Annual Public Meeting 2019
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting. -
PS21/9: Implementation of Investment Firms Prudential Regime
This is the second of the Policy Statements we will issue to introduce the Investment Firm Prudential Regime. -
Intergenerational challenges: what Mike and the Mechanics can teach us about pensions
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London. -
DRSP regulatory framework
We provide guides that set out the regulatory framework for UK Data Reporting Service Providers (DRSPs). Find out more about how to use these sources.