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Showing 461 to 470 of 679 search results for Instrument of dissolution.

  1. Temporary restriction in short selling

    Statements Published: 27/01/2014 Last modified: 13/03/2017
    The Financial Conduct Authority (FCA) notifies that it temporarily restricts short selling in the following instrument under Article 23 (1) and 26(4) of Regulation (EU) No 236/2012 of the ... This follows a decision made by another EU Competent Authority.

  2. Temporary prohibition of short selling: Credito Valtellinese SpA

    News stories Published: 20/11/2017 Last modified: 20/11/2017
    The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) ofRegulation (EU) No 236/2012 of the European ... This follows a decision made by another EU

  3. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    The Financial Conduct Authority (FCA) is seeking early views from firms, trade bodies and consumer groups on how it might implement certain aspects of the recast Markets in Financial Instruments Directive,

  4. Variation of Permission (VOP) - Investment Business form [doc]

    Forms Published: 19/11/2013 Last modified: 19/11/2013
    This is an application for the requirement below to be added to your firm’s Part 4A permissions, (if your firm does not do the MiFID investment service and activity placing of financial instruments without a firm commitment basis).

  5. TR15/13: Flows of confidential and inside information

    Thematic reviews Published: 10/12/2015 Last modified: 10/12/2015
    This includes information about a firm’s clients as well as details of upcoming transactions which can impact trading in listed instruments.

  6. Non-equity securities – Engagement Paper 4

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    In this Engagement Paper we ask for your feedback on how we may improve the regime for non-equity securities under the new public offers and admission to trading regime.

  7. Temporary permissions regime (TPR) data: solo-regulated firms

    Data Published: 29/01/2024 Last modified: 29/01/2024
    This page provides a data summary of the firms under the temporary permissions regime (TPR).

  8. Mutual societies registration function: 2020-21

    Corporate documents Published: 26/05/2021 Last modified: 26/05/2021
    An update on our developments, including how we responded to the coronavirus (Covid-19) pandemic and a breakdown of societies on the register.

  9. FCA’s national and international response to coronavirus (Covid-19) and Brexit

    Speeches Published: 06/05/2020 Last modified: 08/04/2024
    Speech delivered by Nausicaa Delfas, Executive Director of International, at Deloitte Annual Conduct Risk Conference (webinar).

  10. Update of position limits for certain commodity derivative contracts

    Statements Published: 07/12/2020 Last modified: 07/12/2020
    The Financial Conduct Authority (FCA) has today published updated position limits for certain commodity derivative contracts traded on ICE Futures Europe. The limits have been established under the Markets in Financial Instruments Regulations 2017