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Showing 491 to 500 of 679 search results for Instrument of dissolution.

  1. PS21/7: FCA regulated fees and levies 2021/22

    Policy statements Published: 01/07/2021 Last modified: 16/07/2021
    We publish our final 2021/22 regulated fees and levies including feedback on CP21/8.

  2. PS16/13: Implementation of the Market Abuse Regulation

    Policy statements Published: 28/04/2016 Last modified: 13/10/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38:

  3. How to report suspected market abuse as an individual

    Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
    Find out the different ways in which an individual can report a concern to us.

  4. Consumer Investments: Strategy and Feedback Statement

    Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
    The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

  5. Personal investment firms that give bad advice to hold capital for redress

    Press Releases Published: 29/11/2023 Last modified: 30/11/2023
    Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs.

  6. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

  7. FCA fines UBS AG £27.6 million for transaction reporting failures

    Press Releases Published: 19/03/2019 Last modified: 19/03/2019
    UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017.

  8. CP23/28: Updating the regime for Money Market Funds

    Consultation papers Published: 06/12/2023 Last modified: 13/03/2024
    This consultation sets out our proposals to enhance the resilience of Money Market Funds (MMFs) based in the UK. It has been developed in close consultation with the Treasury and the Bank of England.

  9. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    likely to have a significant effect on the prices of those financial instruments or related derivatives. ... January will see new obligations crystallise regarding instruments listed on OTFs and Emission Allowance products, which we hope the industry is

  10. Breakdown of MDP rejection codes for MIFID RTS22 - March 2021

    FOI Release Date of Release: 11/03/2021
    The FCA provides a breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2018, 2019, 2020.