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Showing 501 to 510 of 679 search results for Instrument of dissolution.

  1. FG15/3 - Version 3.1 of the Transaction Reporting User Pack (TRUP)

    Finalised guidance Published: 06/02/2015 Last modified: 06/02/2015
    The Transaction Reporting User Pack (TRUP) provides guidance to firms on understanding the transaction reporting obligations that come from Directive 2004/39/EC on the Markets in Financial Instruments Directive (MiFID), ... how the unit price should be

  2. The application of the derivatives trading obligation to certain credit default swaps

    Statements Published: 30/03/2023 Last modified: 30/03/2023
    On 26 September 2022, ICE Clear Europe announced the cessation of clearing for all classes of credit default swap (CDS) contracts from 27 October 2023.

  3. UK EMIR reporting questions and answers

    Published: 01/05/2024 Last modified: 12/07/2024
    Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

  4. Position limits for commodity derivative contracts

    Firms Markets Markets policy Published: 17/10/2017 Last modified: 11/01/2023
    We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits.

  5. FCA requests a delay to the forthcoming announcement of preliminary financial accounts

    Statements Published: 21/03/2020 Last modified: 22/03/2020
    The FCA will be writing tonight to companies it is aware were intending to publish preliminary financial statements in the next few days to delay their planned publications.

  6. FCA proposes stricter rules for contract for difference products

    Press Releases Published: 06/12/2016 Last modified: 06/12/2016
    The Financial Conduct Authority (FCA) is today proposing stricter rules for firms selling ‘contract for difference’ (CFD) products to retail customers to improve standards across the sector and ensure consumers are appropriately protected.

  7. Pensions and long-term retirement saving: a macroeconomic perspective

    Speeches Published: 16/09/2016 Last modified: 16/09/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the 24th Pensions and Savings Symposium.

  8. TR14/13 - Best execution and payment for order flow

    Thematic reviews Published: 31/07/2014 Last modified: 31/07/2014
    Additional obligations in the recast Markets in Financial Instruments Directive (MiFID II) are intended to address some of the specific weaknesses observed in this work, in particular regarding the adequacy of

  9. FCA confirms permanent ban on the sale of binary options to retail consumers

    Statements Published: 29/03/2019 Last modified: 29/03/2019
    FCA confirms permanent ban on the sale of binary options to retail consumers 

  10. FCA steps up focus on fair use of client dealing commission

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    4. New European regulations (Markets in Financial Instruments Directive II – MiFID II) will affect the use of dealing commission.