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Showing 521 to 530 of 679 search results for Instrument of dissolution.

  1. PRA and FCA statement on compliance with the EBA Guidelines on Sound Remuneration Policies

    Statements Published: 29/02/2016 Last modified: 29/02/2016
    The PRA and FCA consider that the CRD proportionality principle applies equally to all numerical requirements, including the bonus cap, deferral, payment in instruments, and ex-post risk adjustment.

  2. AI and financial crime: silver bullet or red herring?

    Speeches Published: 20/11/2018 Last modified: 20/11/2018
    Speech by Rob Gruppetta, Head of the Financial Crime Department, delivered at Chatham House. 

  3. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  4. Interest rate benchmark reform: transition to a world without LIBOR

    Speeches Published: 12/07/2018 Last modified: 12/07/2018
    Andrew Bailey, chief executive of the FCA, on transitioning from LIBOR to alternative interest rate benchmarks.

  5. Temporary restriction in short selling

    Statements Published: 01/07/2014 Last modified: 13/03/2017
    The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) ofRegulation (EU) No 236/2012 of the European ... This follows a decision made by another EU

  6. FCA fines Goldman Sachs International £34.3 million for transaction reporting failures

    Press Releases Published: 28/03/2019 Last modified: 28/03/2019
    Goldman Sachs International (GSI) has been fined £34,344,700 by the Financial Conduct Authority (FCA) for failing to provide accurate and timely reporting relating to 220.2 million transaction reports between November 2007 and March 2017.

  7. Using the new Form A

    Firm authorisation Published: 03/10/2023 Last modified: 29/04/2024
    Find out about the changes we’ve made to Form A.

  8. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

  9. Third consultation on new prudential regime for UK investment firms

    News stories Published: 06/08/2021 Last modified: 06/08/2021
    We are asking UK investment firms to provide feedback on the UK Investment Firm Prudential Regime.

  10. FG14/2 - General guidance on the AIFM Remuneration Code (SYSC 19B)

    Finalised guidance Published: 31/01/2014 Last modified: 31/01/2014
    pay its relevant staff in units, shares or other instruments. dated January 2014 with the instrument updating SYSC 19B and FUND.