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Showing 551 to 560 of 679 search results for Instrument of dissolution.

  1. PS17/28: Handbook changes to reflect the application of the EU Benchmarks Regulation

    Policy statements Published: 22/06/2017 Last modified: 20/12/2017
    This Policy Statement sets out our near final rules to accompany the application of the EU Benchmarks Regulation (BMR) from 1 January 2018.

  2. Andrew Bailey introductory speech on multilateralism and global coordination: A case for balancing autonomy and co-operation in the interests of financial markets

    Speeches Published: 06/09/2018 Last modified: 06/09/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Eurofi Financial Forum, on multilaterialism and global coordination. 

  3. Statement on transitional arrangements for trading venues under MiFIR Article 54(2)

    Statements Published: 03/01/2018 Last modified: 03/01/2018
    Under Article 54(2) of the Markets in Financial Instruments Regulation (“MiFIR”), an EU Central Counterparty (CCP) or trading venue may apply to its Competent Authority for a transitional arrangement in

  4. FG15/7 - Guidance on financial crime systems and controls

    Finalised guidance Published: 27/04/2015 Last modified: 30/08/2015
    FG15/7: Summary of feedback received [PDF]. We are in the process of amending our regulatory guidance, Financial crime: a guide for firms, as set out in the instrument.

  5. CP15/1: FCA Competition Concurrency Guidance and Handbook amendments

    Consultation papers Published: 15/01/2015 Last modified: 14/04/2015
    a draft legislative instrument to introduce minor amendments to the FCA Handbook. ... This consultation is now closed. We will reflect on the feedback received before finalising the guidance documents and legal instrument and issuing a feedback statement

  6. June 2020 update of position limits for some commodity derivative contracts

    News stories Published: 16/06/2020 Last modified: 16/06/2020
    The FCA has published updated position limits for certain commodity derivative contracts traded on ICE Futures Europe. The limits have been established under the Markets in Financial Instruments Regulations 2017 (MIFI Regs).

  7. CP21/7 A new UK prudential regime for MiFID investment firms

    Consultation papers Published: 19/04/2021 Last modified: 01/06/2021
    We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  8. Temporary restriction in short selling

    Statements Published: 07/08/2014 Last modified: 13/03/2017
    The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) ofRegulation (EU) No 236/2012 of the European ... Details of the financial instrument concerned:

  9. Temporary prohibition of short selling

    Statements Published: 08/08/2014 Last modified: 15/03/2017
    The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) ofRegulation (EU) No 236/2012 of the European ... This follows a decision made by another EU

  10. Automated advice: existing rules and guidance

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.