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Showing 591 to 600 of 679 search results for Instrument of dissolution.

  1. PS22/13: Calculating redress for non-compliant pension transfer advice 

    Policy and guidance Policy statements Published: 28/11/2022 Last modified: 05/04/2023
    We set out the changes to our methodology for calculating redress for consumers who suffered financial loss from transferring from a defined benefit to a defined contribution pension scheme following non-compliant advice. This includes former

  2. PS14/17: Retirement Reforms and the Guidance Guarantee, including feedback on CP14/11

    Policy statements Published: 27/11/2014 Last modified: 17/08/2021
    This Policy Statement reports on the main issues arising from Consultation Paper 14/11 Retirement reforms and the Guidance Guarantee and publishes near final standards and rules.

  3. CP15/34: Regulatory fees and levies: policy proposals for 2016/17

    Consultation papers Published: 05/11/2015 Last modified: 05/11/2015
    recover the data reporting costs associated with market monitoring under the Markets in Financial Instruments Directive (MiFID II) and Markets in Financial Instrument Regulation (MiFIR).

  4. FCA fines Merrill Lynch International £13.2 million for transaction reporting failures

    Press Releases Published: 22/04/2015 Last modified: 22/04/2015
    The FCA’s rules on transaction reporting are based on the EU Markets in Financial Instrument Directive (MiFID), November 2007. ... MiFID II will take effect from 3 January 2017 and will mean additional instruments will be transaction reported to the

  5. PS18/7: Staff incentives, remuneration and performance management in consumer credit firms

    Policy statements Published: 27/03/2018 Last modified: 27/03/2018
    This FCA Policy Statement responds to feedback arising from CP17/20 and it sets final rules for staff incentives, remuneration and performance management in consumer credit firms.

  6. Temporary restriction in short selling: Banca Monte dei Paschi di Siena SpA

    Statements Published: 06/07/2016 Last modified: 06/07/2016
    The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the ... This follows a decision made by another EU Competent

  7. FCA publishes Decision Notices against three bond traders for market manipulation

    Press Releases Published: 07/12/2022 Last modified: 07/12/2022
    We have published Decision Notices given to bond traders Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, for market abuse.

  8. Consumer Investments Strategy – 1 year update

    Corporate documents Published: 18/10/2022 Last modified: 15/06/2023
    The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

  9. GC14/2 Consultation on Version 3.1 of the Transaction Reporting User Pack (TRUP)

    Guidance consultations Published: 08/05/2014 Last modified: 27/05/2014
    The Transaction Reporting User Pack (TRUP) provides guidance to firms on understanding the transaction reporting obligations that come from Directive 2004/39/EC on the Markets in Financial Instruments Directive (MiFID), ... how the unit price should be

  10. PS19/12:Changes to align the FCA Handbook with the EU Prospectus Regulation: feedback to CP19/6

    Policy statements Published: 31/05/2019 Last modified: 30/08/2019
    This Policy Statement sets out the near-final rules on the changes we plan to make to the Handbook to align it with the Prospectus Regulation. It also summarises the feedback we received to Consultation Paper CP19/6 and our response.