Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 61 to 70 of 679 search results for Instrument of dissolution.

  1. UK SFTR news

    Published: 05/03/2021 Last modified: 23/10/2023
    Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

  2. Depositaries

    Focus areas Published: 08/06/2016 Last modified: 01/02/2023
    How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.

  3. Coronavirus (Covid-19) premium finance (no 2) instrument 2020 [pdf]

    Guidance consultations Published: 24/07/2020
    Coronavirus (Covid-19) premium finance (no 2) instrument 2020

  4. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

    Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

  5. Handbook of rules and guidance

    About us How we regulate Published: 21/04/2016 Last modified: 20/07/2022
    All regulated firms must comply with the rules set out in the FCA Handbook.

  6. Small payment institution (small PI)

    Last modified: 14/09/2018
    The Handbook is amended by the Payment Services Instrument 2017. ... PERG 3 and PERG 15 are amended by the Payment Services Instrument 2017 and you can see the revised PERG on our Handbook website by setting the date to 13 January

  7. Temporary ban on net short positions by CNMV and CONSOB

    News stories Published: 18/03/2020 Last modified: 19/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

  8. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

  9. FSA - Handbook Notice 112 [pdf]

    Handbook Published: 02/08/2011 Last modified: 30/05/2013
    On 1 July 2011 the FSA Board made changes to the Handbook in the UCITS IV Directive Instrument (FSA 2011/39) which implements changes to the UCITS Directive made by the European Union, and incorporates the Key Investor Information Regulation which

  10. CP21/28: New cancellation and variation power: Changes to the Handbook and Enforcement Guide [pdf]

    Consultation papers Published: 09/09/2021
    We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime (IFPR), a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).