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Showing 621 to 630 of 679 search results for Instrument of dissolution.

  1. Market Force and the Chartered Institute’s Nicholas Barbon Lectures

    Speeches Published: 06/02/2013 Last modified: 29/03/2013
    Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London

  2. FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    Three counts of using a false instrument, contrary to section 3 of the Forgery and Counterfeiting Act 1981.

  3. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.

  4. PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards

    Policy statements Published: 25/03/2022 Last modified: 25/03/2022
    In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position.

  5. PS20/3: Signposting to travel insurance for consumers with medical conditions

    Policy statements Published: 14/07/2019 Last modified: 22/03/2024
    This consultation sets out proposals to help consumers with pre-existing medical conditions (PEMCs) who can sometimes struggle to access affordable travel insurance that covers their medical conditions.

  6. PS15/19: Improving complaints handling, feedback on CP14/30 and final rules

    Policy statements Published: 22/07/2015 Last modified: 30/09/2022
    In the Policy Statement the FCA report on the main issues arising from CP14/30 and publish the final rules.

  7. PS20/12: Extending implementation deadlines for the Certification Regime and Conduct Rules

    Policy statements Published: 28/10/2020 Last modified: 28/10/2020
    This Policy Statement (PS) sets out our final rules and summarises the feedback received to Consultation Paper CP 20/10 and our responses.

  8. Advice firms demonstrate some good practice on due diligence but greater consistency needed

    Press Releases Published: 19/02/2016 Last modified: 19/02/2016
    The FCA will publish a second consultation paper on the implementation of the Markets in Financial Instruments Directive (MiFID II) later this year.

  9. Temporary ban on net short positions: Banca Monte dei Paschi di Siena and Banca Carige (extension)

    Statements Published: 11/11/2014 Last modified: 11/11/2014
    It concerns the following financial instruments:. Shares of Banca Monte dei Paschi di Siena spa (IT0004984842);. ... 918/2012 of 5 July 2012, with the exception of indices-related instruments.

  10. FCA publishes terms of reference for its investment and corporate banking market study

    Press Releases Published: 22/05/2015 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking.