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Showing 641 to 650 of 679 search results for Instrument of dissolution.
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FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams
The FCA has urged the public to be vigilant to the threat of online investment fraud. -
PS22/6: Preventing claims management phoenixing by financial services firms
New rules to prevent harm by stopping claims management phoenixing across the Financial Services market -
PS23/15: Remuneration: Ratio between fixed and variable components of total remuneration
We set out joint rule changes with the Prudential Regulation Authority (PRA) to remove the existing limits on the ratio between fixed and variable components of total remuneration (‘the bonus cap’). -
PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules
We set out our final rules for a new, simplified and more competitive UK listing regime, which will come into force on 29 July 2024. -
Extension of temporary prohibition of short selling: Banca Monte dei Paschi di Siena S.p.A.
This follows a decision made by another EU Competent Authority. Details of the Financial Instrument concerned: Banca Monte dei Paschi di Siena S.p.A. -
Coronavirus and customers in temporary financial difficulty: draft updated guidance for insurance and premium finance firms
We propose to extend the guidance for insurance and premium finance firms for a further three months, until 31 October 2020 -
Information on fines and active or closed investigations since January 2018 - April 2020
The FCA provides information on any fines levied and the number of active or closed investigations since January 2018 for breaching requirements under Directive 2014/65/EU (MiFID II) and Regulation (EU) No 600/2014 (MiFIR) to report RTS 24 order -
Forex Cube/ForexCube (clone of an FCA Authorised Firm and EEA Authorised firm)
Forex Cube/ForexCube (clone of an FCA Authorised Firm and EEA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with -
PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4
The Senior Managers & Certification Regime (SM&CR) was introduced for banking firms in 2016 and insurers in December 2018. It will apply to solo-regulated firms from December 2019. -
Insurance brokers: serving consumers and businesses in times of uncertainty and change
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.