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Showing 641 to 650 of 679 search results for Instrument of dissolution.

  1. FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams

    Press Releases Published: 29/01/2018 Last modified: 12/04/2024
    The FCA has urged the public to be vigilant to the threat of online investment fraud.
  2. PS22/6: Preventing claims management phoenixing by financial services firms

    Policy statements Published: 07/06/2022 Last modified: 08/06/2022
    New rules to prevent harm by stopping claims management phoenixing across the Financial Services market
  3. PS23/15: Remuneration: Ratio between fixed and variable components of total remuneration

    Policy statements Published: 19/12/2022 Last modified: 24/10/2023
    We set out joint rule changes with the Prudential Regulation Authority (PRA) to remove the existing limits on the ratio between fixed and variable components of total remuneration (‘the bonus cap’).
  4. PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules

    Policy statements Published: 20/12/2023 Last modified: 17/07/2024
    We set out our final rules for a new, simplified and more competitive UK listing regime, which will come into force on 29 July 2024.
  5. Extension of temporary prohibition of short selling: Banca Monte dei Paschi di Siena S.p.A.

    Statements Published: 20/01/2016 Last modified: 20/01/2016
    This follows a decision made by another EU Competent Authority. Details of the Financial Instrument concerned: Banca Monte dei Paschi di Siena S.p.A.
  6. Coronavirus and customers in temporary financial difficulty: draft updated guidance for insurance and premium finance firms

    Policy and guidance Guidance consultations Published: 24/07/2020 Last modified: 24/07/2020
    We propose to extend the guidance for insurance and premium finance firms for a further three months, until 31 October 2020
  7. Information on fines and active or closed investigations since January 2018 - April 2020

    FOI Release Date of Release: 23/04/2020
    The FCA provides information on any fines levied and the number of active or closed investigations since January 2018 for breaching requirements under Directive 2014/65/EU (MiFID II) and Regulation (EU) No 600/2014 (MiFIR) to report RTS 24 order
  8. Forex Cube/ForexCube (clone of an FCA Authorised Firm and EEA Authorised firm)

    Warnings Published: 28/04/2021 Last modified: 30/06/2021
    Forex Cube/ForexCube (clone of an FCA Authorised Firm and EEA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
  9. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4

    Policy statements Published: 26/07/2019 Last modified: 26/07/2019
    The Senior Managers & Certification Regime (SM&CR) was introduced for banking firms in 2016 and insurers in December 2018. It will apply to solo-regulated firms from December 2019.
  10. Insurance brokers: serving consumers and businesses in times of uncertainty and change

    Speeches Published: 13/05/2022 Last modified: 13/05/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.