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Showing 71 to 80 of 679 search results for Instrument of dissolution.

  1. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V

    Consultation papers Published: 31/03/2017 Last modified: 26/06/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  2. CP21/26: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers Published: 06/08/2021
    We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive.

  3. Covid-19 credit cards and personal loans (No 2) instrument 2020 [pdf]

    Finalised guidance Published: 01/07/2020
    COVID-19 CREDIT CARDS AND PERSONAL LOANS (No 2) INSTRUMENT 2020

  4. Restrictions in relation to the retail distribution of contingent convertible instruments

    Temporary product interventions Published: 05/08/2014 Last modified: 09/12/2016
    Contingent convertible instruments (commonly known as CoCos) are hybrid capital securities that absorb losses when the capital of the issuer falls below a certain level. ... Joint Committee of the European Supervisory Authorities reminder of applicable

  5. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]

    Policy statements Published: 03/07/2017
    This is our final policy statement setting out final rules for our implementation of MiFID II.

  6. CP14/23 Restrictions on the retail distribution of regulatory capital instruments [pdf]

    Consultation papers Published: 29/10/2014 Last modified: 29/10/2014

  7. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

    Consultation papers Published: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  8. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

    Policy statements Published: 31/03/2017
    This is our first policy statement setting out our near final rules for our implementation of MiFID II.

  9. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

    Consultation papers Published: 31/03/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  10. FCA consults on aspects of the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 15/12/2015 Last modified: 15/12/2015
    FCA consults on aspects of the Markets in Financial Instruments Directive II implementation. ... The Financial Conduct Authority (FCA) has today published its first consultation paper on the implementation of the new European Markets in Financial