Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 91 to 100 of 679 search results for Instrument of dissolution.

  1. How to report transactions on OTC derivative instruments [pdf]

    Systems information Published: 08/10/2010 Last modified: 03/08/2016

  2. Pension scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

  3. Repeal and replacement of assimilated law

    Firms Published: 13/07/2023 Last modified: 01/05/2024
    Documents on the repeal and replacement of provisions in the retained EU law.

  4. CP14/23: Restrictions on the retail distribution of regulatory capital instruments

    Consultation papers Published: 29/10/2014 Last modified: 15/01/2015
    CP14/23: Restrictions on the retail distribution of regulatory capital instruments. Consultation papers First published:. ... firms involved with promotion, advice, sales or other transactions relating to these instruments.

  5. MiFID II conference

    News stories Published: 19/09/2014 Last modified: 09/12/2016
    We held a conference on 18 September 2014 that focused on MiFID II (Markets in Financial Instruments Directive) and outlined some of the changes in the EU directive that we expect

  6. Side pockets

    Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
    Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

  7. Central securities depositories

    Markets Regulated markets Published: 03/05/2016 Last modified: 30/10/2023
    We are the competent authority for issues related to trading venues and investment firms. Learn more about what your firm should do to be compliant.

  8. Update on the Double Volume Cap

    Statements Published: 04/03/2021 Last modified: 04/03/2021
    The FCA has published a revised version of its Statement of Policy about the use of a temporary power it has under UK Markets in Financial Instruments Regulation (MiFIR).

  9. Market cleanliness statistics 2022/23

    Data Published: 20/07/2023 Last modified: 20/07/2023
    The FCA publishes the Market Cleanliness (MC) Statistic for takeover announcements in the UK equity markets in 2022/23.

  10. Money Laundering Regulations

    Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
    Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.