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Showing 1331 to 1340 of 6935 search results for Insurance Limited.
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Final Notice 2022: Sigma Broking Limited [pdf]
This Final Notice (Sigma Broking Limited) refers to breaches of SUP 17, SUP 15, PRIN 3 and Article 16 of MAR related to market abuse and transaction reporting failures in the trading firm sector. We imposed a financial penalty. -
The Prime Mortgage & Finance Limited
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Final Notice 2023: MBG Scotland Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation. -
Hampton Reed London Limited (hamptonreedlondon.co.uk)
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Notice of Decision 2023: Ramsy Cars Limited [pdf]
This Notice of Decision (Ramsy Cars Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Rancom Security Limited [pdf]
This final notice refers to a failure to satisfy the appropriate resources and the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
TR15/7: Delegated authority: Outsourcing in the general insurance market [pdf]
This report sets out the findings from our thematic review that looked at delegated authority arrangements in the general insurance market. -
FCA Final Notice 2014: Go Transfer Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
FG19/5: The GI distribution chain: Guidance for insurance product manufacturers and distributors [pdf]
This guidance gives further clarity on our expectations of firms in the GI and pure protection sector. -
Final Notice 2015: Mother Cash Limited [pdf]
This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.