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Showing 1841 to 1850 of 6935 search results for Insurance Limited.

1841. Advised and non-advised sales

      Financial advisers Tasks for regulated firms Published: 21/12/2015 Last modified: 21/09/2022
      Firms can offer either advised or non-advised sales. Find out about the difference here.

1842. Regulatory sandbox

      Documents Published: 10/11/2015 Last modified: 09/11/2016
      This includes, but is not limited to, innovator firms (both authorised firms and new entrants), accelerators, software firms, and technology companies.

1843. FSA Final Notice 2010: Jump Mortgages Limited [pdf]

      Final notices Published: 26/04/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Jump Mortgages Limited

1844. FCA Final Notice 2014: Philip Eley [pdf]

      Final notices Published: 27/03/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

1845. FSA - CP10/13 [pdf]

      Consultation papers Published: 15/06/2010 Last modified: 30/05/2013
      Consultation FSA - CP10/13 - The FSA's Consultation paper CP10/13 is entitled 'Tracing employers' liability insurers'. It was published in June 2010. Comments on all proposed amendments should reach us by 14 September 2010.

1846. FSA Supervisory Notice 2012: Wood Financial Management Limited [pdf]

      Supervisory notices Published: 04/04/2012 Last modified: 14/06/2014
      FSA Supervisory Notice 2012: Wood Financial Management Limited

1847. Notice of Decision 2024: Interquest Group UK Limited [pdf]

      Decision notices Published: 02/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1848. Notice of Decision 2023: Mint Financial (UK) Limited [pdf]

      Decision notices Published: 06/12/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

1849. PRA and FCA With-Profits Memorandum of Understanding [pdf]

      Memorandums of understanding Published: 01/04/2013 Last modified: 19/10/2023
      Both the PRA and the FCA are responsible for regulating and supervising insurance companies.

1850. FSA Final Notice 2012: Principal Mortgage Services Limited [pdf]

      Final notices Published: 18/06/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Principal Mortgage Services Limited