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Showing 2161 to 2170 of 6938 search results for Insurance Limited.

  1. Notice of Decision 2024: Phillips Price Services Limited [pdf]

    Decision notices Published: 15/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Final Notice 2015: MGI Asset Management Limited [pdf]

    Final notices Published: 05/08/2015 Last modified: 05/08/2015
    This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

  3. Inclusion of Insurance Organisations within the scope of the OFSI and FSA Banking MoU [pdf]

    Memorandums of understanding Published: 09/04/2003 Last modified: 30/05/2013
    The purpose of this letter is to confirm our agreement that co-operation under the Memorandum of Understanding between the Bank of England and the Office of the Superintendant of Financial Institutions on June 17, 1997, will include sharing of

  4. CFO Lending Limited enters administration

    News stories Published: 19/09/2016 Last modified: 18/05/2021
    CFO Lending Limited (CFO) formally entered into administration on 6 April 2017.

  5. Protect Your Bubble Limited (clone) (clone of FCA authorised firm)

    Warnings Published: 15/02/2019 Last modified: 21/11/2020
    Protect Your Bubble Limited (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  6. Transcript: Consumer Duty: The next steps [pdf]

    Transcripts Published: 05/01/2024
    A transcript of the we hosted on 6 December 2023 to help firms understand our expectations now the Duty is in force.

  7. FSA Final Notice 2010: Instinet Europe Limited [pdf]

    Final notices Published: 08/04/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Instinet Europe Limited

  8. FSA Final Notice 2010: Synergys Ethical Limited [pdf]

    Final notices Published: 08/01/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Synergys Ethical Limited

  9. Final Notice 2022: Citigroup Global Markets Limited [pdf]

    Final notices Published: 19/08/2022
    This Final Notice refers to breaches of Principle 2 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Investment Banking and Trading Firm sector. We

  10. Final Notice 2021: Master FinCapital Limited [pdf]

    Final notices Published: 09/09/2021
    This final notice refers to failure to conduct regulated activities. We imposed a cancellation.
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