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Showing 2351 to 2360 of 6938 search results for Insurance Limited.

  1. Final Notice 2018: Harmen Enterprises Limited [pdf]

    Final notices Published: 19/11/2018
    This final notice (Harmen Enterprises Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. FSA Final Notice 2012: City Gate Money Managers Limited [pdf]

    Final notices Published: 06/08/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against City Gate Money Managers Limited

  3. Final Notice 2019: MMJ Car Sales Limited [pdf]

    Final notices Published: 04/10/2019
    This final notice (MMJ Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2020: Aviva plc [pdf]

    Final notices Published: 26/10/2020
    This Final Notice (Aviva plc) refers to breaches of Listing Rule 1.3.3R and Transparency Rule 1A.3.2R related to Listing rules/DTR breaches in the General Insurance and Protection sector. We issued a public censure. File updated with accessibility

  5. Sova Capital Limited enters special administration

    News stories Published: 03/03/2022 Last modified: 04/03/2022
    On 3 March 2022, the Court appointed David Philip Soden, Ian Colin Wormleighton and Stephen Browne, all of Teneo, as Joint Special Administrators.

  6. Notice of Decision 2023: Daniel Hobbs Automotive Limited [pdf]

    Decision notices Published: 04/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Seveninvest Management Limited (clone of FCA authorised firm)

    Warnings Published: 26/10/2018 Last modified: 21/11/2020
    Seveninvest Management Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  8. Knowing your customer and assessing their needs

    Tasks for regulated firms Published: 21/12/2015 Last modified: 21/02/2023
    If you provide financial advice to retail clients, it's important to assess each customer's needs before making recommendations. We explain what you should consider.

  9. IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange [pdf]

    Memorandums of understanding Published: 21/06/2012 Last modified: 30/05/2013
    The objective of this MMoU is to establish a formal basis for cooperation and information exchange between the Signatory Authorities regarding the supervision of Insurance Companies where cross-border aspects arise.

  10. TBFX Limited (clone of FCA authorised firm)

    Warnings Published: 02/08/2019 Last modified: 02/08/2019
    TBFX Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
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