Search results
Showing 241 to 250 of 6930 search results for Insurance Limited.
-
External audit requirements for authorised professional firms
External audit requirements for authorised professional firms (other than MiFID investment firms). Read more about what you need to do. -
FCA Final Notice 2013: Richards Wines and Levy Limited [pdf]
This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
Client asset reports
All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report. Learn more about what to include and how to submit it. -
General insurance pricing attestation multi-firm review
Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure). -
Final Notice 2020: Net Direct Car Sales Limited [pdf]
This final notice (Net Direct Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and -
Market Watch 71
In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60. -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
UK EMIR news
Read our archive of news relating to EMIR dating back to August 2013. -
Global Fin Services Limited trading as Trade 12
We have published this statement to warn consumers against dealing with unauthorised firms. -
Credit brokers and authorisation
Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts.