Search results

Showing 2691 to 2700 of 6940 search results for Insurance Limited.

2691. FSA Final Notice 2009: Mortgage Quest 2000 Limited [pdf]

      Final notices Published: 20/05/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: Mortgage Quest 2000 Limited

2692. FSA Final Notice 2012: Stone Futures Limited [pdf]

      Final notices Published: 20/02/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Stone Futures Limited

2693. FSA Supervisory Notice 2009: Devereux Klein Financial Management Limited [pdf]

      Supervisory notices Published: 01/07/2009 Last modified: 14/06/2014
      FSA Supervisory Notice 2009: Devereux Klein Financial Management Limited

2694. Unacceptable behaviour policy

      Last modified: 21/02/2023
      Read the FCA policy setting out what is considered to be abusive or unreasonable behaviour, and the actions taken if your behaviour is considered unacceptable.

2695. FSA Final Notice 2010: Olayinka Oladipupo [pdf]

      Final notices Published: 12/01/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Olayinka Oladipupo

2696. Final Notice 2019: P.F. (International) Limited [pdf]

      Final notices Published: 08/11/2019
      This final notice (P.F (International) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2697. Final Notice 2020: Charles Schwab UK Limited [pdf]

      Final notices Published: 21/12/2020
      This Decision Notice / Final Notice refers to breaches of PRIN 10 and 11, CASS and Section 20 FSMA related to failing to be open and co-operative, client money/assets and failing to operate in accordance with permission in the Wealth Management and

2698. Bradlodge Limited/ Bradlodge Corporate Trading

      Warnings Published: 29/09/2014 Last modified: 29/09/2014
      We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

2699. Debt collectors and authorisation

      New firm authorisation Published: 09/08/2017 Last modified: 28/04/2020
      Here we list some typical misconceptions about the way we authorise debt collectors. Then we give you the facts.

2700. FSA Complaints data 2009 H1 [xls]

      Data Published: 19/04/2013 Last modified: 04/08/2016
      Aggregate complaints statistics: 2006 - 2009 (H1). Including opened, closed, upheld, speed of closure and redress.