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Showing 3321 to 3330 of 6950 search results for Insurance Limited.

  1. Final Notice 2015: Execution Noble & Company Limited [pdf]

    Final notices Published: 06/01/2015 Last modified: 06/01/2015
    This final notice refers to breaches of the Listing Rules related to failing to be open and co-operative in the sponsor sector. We imposed a fine.

  2. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

  3. Regulation as a spur to growth

    Speeches Published: 05/06/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. FSA Complaints data 2011 H2 [pdf]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress.

  5. FSA Complaints data 2012 H1 [pdf]

    Data Published: 22/04/2013 Last modified: 04/08/2016
    Aggregate complaints statistics: 2006 - 2012 (H1). Including opened, closed, upheld, speed of closure and redress.

  6. FSA Complaints data 2012 H1 [xls]

    Data Published: 22/04/2013 Last modified: 03/08/2016
    Aggregate complaints statistics: 2006 - 2012 (H1). Including opened, closed, upheld, speed of closure and redress.

  7. RDR & FAMR Review Roadshows

    Events Last modified: 01/05/2019
    Following the publication of our Call for Input, which marks the start of our Retail Distribution Review/Financial Advice Market Review, we are holding a series of afternoon events across the United Kingdom where we are seeking your input and

  8. FSA Final Notice 2004: Anthony Reed Limited [pdf]

    Final notices Published: 01/05/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Anthony Reed Limited

  9. FSA Final Notice 2004: IFG Advisory UK Limited [pdf]

    Final notices Published: 01/12/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: IFG Advisory UK Limited

  10. Final notice 2016: Andrea Christine Sadler [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of APER 6 and FIT related to appointed representatives, client money, failing to act on information appropriately, lack of fitness/propriety and unfair treatment of customers in the general insurance and
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