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Showing 3621 to 3630 of 6953 search results for Insurance Limited.
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Update on the temporary permissions regime
On 24 July 2018 the Government published the draft Statutory Instrument that will form the legislative basis of the temporary permissions regime for inbound passporting EEA firms and funds. At the same time we have provided an update setting out -
FSA Final Notice 2013: The Prudential Assurance Company Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against The Prudential Assurance Company Limited -
First Supervisory Notice 2023: KBFS Financial Limited [pdf]
We have imposed a number of restrictions on KBFS Financial Limited preventing it from carrying on any regulated activities and restricting access to its assets. -
Transaction reporting fines
Find out how the FCA are able to effectively monitor for market abuse. -
FCA Final Notice 2014: Cathedral City Wealth Management Limited [pdf]
This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed a cancellation. -
Become an appointed representative
Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm. -
Societies cancelled in 2017 [pdf]
Societies that have been cancelled for not submitting their annual returns and account in 2017. -
Tradignition (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
Amigo Loans Limited: FCA current position on a return to lending via a lending pilot [pdf]
This letter sets out our current position on Amigo Loans Limited returning to lending via a lending pilot. -
FSA report: Anti-bribery and corruption in commercial insurance broking [pdf]
Reducing the risk of illicit payments or inducements to third parties