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Showing 3701 to 3710 of 6953 search results for Insurance Limited.

3701. Supplement for firms selling home finance and non-investment insurance contracts - notes [doc]

      Forms Published: 01/04/2013 Last modified: 06/11/2023
      Application for Authorisation

3702. Client money and assets reporting

      Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
      Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR.

3703. FCA Final Notice 2013: Bentley-Leek Financial Management Limited [pdf]

      Final notices Published: 18/10/2013 Last modified: 07/04/2015
      This final notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. We imposed a withdrawal.

3704. Sapien Asset Management

      Warnings Published: 28/06/2019 Last modified: 28/06/2019
      Sapien Asset Management is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

3705. Societies prosecuted in 2017 under the Co-operative and Community Benefit Societies Act 2014 [pdf]

      Data Published: 06/03/2018
      Societies that have been prosecuted for not submitting their annual returns and accounts in 2017.

3706. Elliott & Partners Advisory (HK) Limited (clone of FCA authorised firm)

      Warnings Published: 09/04/2008 Last modified: 21/11/2020
      Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

3707. Memorandum of Understanding between the FCA and Synectics Solutions Limited [pdf]

      Memorandums of understanding Published: 03/04/2023
      This MoU establishes a framework for co-operation between the FCA and Synectics Solutions Limited.

3708. DirectEnergy Limited (clone of FCA authorised firm)

      Warnings Published: 01/07/2022 Last modified: 18/01/2023
      DirectEnergy Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

3709. FSA Final Notice 2012: MPC Mortgage Services Limited [pdf]

      Final notices Published: 25/10/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against MPC Mortgage Services Limited

3710. PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules

      Policy statements Published: 25/09/2017 Last modified: 01/06/2018
      This is our first Policy Statement setting out our near final rules for our implementation of the Insurance Distribution Directive (IDD).