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Showing 3731 to 3740 of 6953 search results for Insurance Limited.
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Aggregate complaints data to 2023 H1 [xlsx]
Aggregate sector wide firm complaints data for 2023 H1. Including opened, closed, upheld, speed of closure and redress. -
Compliance reporting: banks
Find out more about reporting for banks, building societies and designated investment firms. -
Statement on communications in relation to PRIIPs
This statement relates to concerns raised about the performance scenarios in the Key Information Document (KID). -
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Final Notice 2017: KWS Wealth Management Limited [pdf]
This final notice refers to breaches of the suitability Threshold Condition in the Investment Adviser sector. We imposed a cancellation. -
Portfolio Letter: Personal & Commercial Lines Insurance Intermediaries [pdf]
This Portfolio Letter provides an updated view of the current key risks of harm and outlines our expectations from firms in this sector. -
Gaudi Regulated Services Limited in administration
On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners. -
PS20/9: General Insurance Value Measures
This policy statement sets out our final General Insurance value measures rules. This follows CP19/8 and our pilot of the publication of value measures data. -
FCA introduces new rules on whistleblowing
FCA introduces new rules on whistleblowing. Press Releases First published:. 06/10/2015. Last updated: 19/04/2016. Share page. FCA introduces new rules on whistleblowing. The Financial Conduct Authority (FCA), alongside the Prudential Regulation -
Mitsui Asset Management (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.