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Showing 381 to 390 of 6930 search results for Insurance Limited.

381. RMA-G training and competence: help text

     Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
     RMA-G training and competence: help text

382. UKI / Forexuki / Forex UKI (clone of FCA authorised firm)

     Warnings Published: 28/05/2019 Last modified: 21/11/2020
     UKI / Forexuki / Forex UKI (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

383. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

     Press Releases Published: 01/02/2016 Last modified: 01/02/2016
     The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

384. GMM Group plc (clone of FCA authorised firm)

     Warnings Published: 11/09/2009 Last modified: 21/11/2020
     Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

385. Richard Lloyd – APM opening remarks 2022

     Speeches Published: 12/10/2022 Last modified: 12/10/2022
     Opening remarks by Richard Lloyd, interim Chair of the FCA, delivered at the FCA's 2022 Annual Public Meeting.

386. External audit requirements for MiFID investment firms

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Find out more about external audit requirements for MiFID investment firms, including what you need to do.

387. Journey towards a conduct regulator

     Speeches Published: 05/03/2013 Last modified: 18/07/2013
     Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London

388. Considerations for firms after the transition period

     Firms Published: 11/07/2018 Last modified: 12/03/2024
     Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.

389. CP22/09: Expansion of the Dormant Assets scheme

     Consultations Consultation papers Published: 13/05/2022 Last modified: 16/08/2022
     We are consulting on changes to the FCA handbook to reflect the expansion of the Dormant Assets Scheme.

390. Financial promotions quarterly data 2023 Q1

     Data Published: 05/05/2023 Last modified: 04/08/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 .