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Showing 3901 to 3910 of 6953 search results for Insurance Limited.

  1. Final notice 2015: Threadneedle Asset Management Limited [pdf]

    Final notices Published: 15/12/2015 Last modified: 15/12/2015
    This final notice concerns an asset management sector firm’s breach of PRIN 3 for failing to put in place adequate controls in the fixed income area of its front office and PRIN 11 for providing inaccurate information to the regulator and for

  2. Mortgage intermediaries and authorisation forms

    New firm authorisation Published: 23/01/2023 Last modified: 23/01/2023
    You must complete the forms and supporting documents below before applying to us for authorisation.

  3. Final Notice 2017: Black Arrow Assist Limited [pdf]

    Final notices Published: 19/09/2017
    This final notice refers to a breach of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. C. Letlid Loan and Finance Company Limited

    Warnings Published: 13/11/2018 Last modified: 13/11/2018
    C. Letlid Loan and Finance Company Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Rhestr Rhybuddion FCA o gwmnïau anawdurdodedig

    Consumers Published: 20/03/2023 Last modified: 18/10/2023
    Edrychwch ar ein Rhestr Rhybuddion i ddod o hyd i fanylion cwmnïau ac unigolion anawdurdodedig yr ydym yn ymwybodol ohonynt, sydd yn gweithredu heb ganiatâd yn y DU.

  6. Financial promotions quarterly data 2022 Q2

    Data Published: 22/07/2022 Last modified: 04/11/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022.

  7. Navigating the public disclosure regime as an SME

    Events Last modified: 06/11/2019
    An FCA event for SMEs seeking to increase their knowledge of the UK public disclosure regime

  8. Wigston Private Bank (clone of FCA authorised firm)

    Warnings Published: 14/10/2015 Last modified: 24/05/2021
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  9. Citilife Financial (clone of FCA authorised firm)

    Warnings Published: 10/05/2012 Last modified: 15/03/2018
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  10. 4 You Limited (Clone) (clone of FCA authorised firm)

    Warnings Published: 13/06/2018 Last modified: 13/06/2018
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
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