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Showing 4011 to 4020 of 6953 search results for Insurance Limited.

4011. Final Notice 2022: GAM International Management Limited [pdf]

      Final notices Published: 30/03/2022
      The Final Notice refers to breaches of PRIN 2 and 8 related to the management of conflicts of interest in the asset management sector. We imposed a financial penalty.

4012. Chase Global Securities (clone of FCA authorised firm)

      Warnings Published: 12/10/2009 Last modified: 22/09/2015
      Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

4013. Matchpoint Finance PLC (Clone of Ireland incorporated company)

      Warnings Published: 05/04/2017 Last modified: 05/04/2017
      We have published this statement in order to warn consumers against dealing with unauthorised firms.

4014. Settlement and mediation in enforcement cases

      How we operate Published: 22/04/2016 Last modified: 22/10/2021
      Agreeing to settle with the FCA is not the same as an out-of-court settlement in the commercial sense. An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned.

4015. Notice of Decision to Cancel: Euro Commercial Trading Limited [pdf]

      Cancellation notices Published: 17/03/2015 Last modified: 17/03/2015
      For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Euro Commercial Trading Limited (formerly Financial Guarantee Limited).

4016. Speedloan Finance Limited t/a Albemarle & Bond/Herbert Brown has ceased trading

      Statements Published: 18/09/2019 Last modified: 04/10/2019
      The FCA said it would publish a Call for Input (CFI) to explore the access and use of data in wholesale markets. The FCA expects to publish this CFI in Q2 2019/20.

4017. Consumer credit - Product development and marketing

      Consumer credit firms Published: 24/04/2019 Last modified: 03/02/2023
      We cover the products and services you sell and the need to minimise the risk of customer harm.

4018. Pilot general insurance value measures data – year ended 31 August 2017 [xlsx]

      Data Published: 01/03/2018
      We have published general insurance value measures data for 36 insurers (including both UK and EEA firms) for the year ending 31 August 2017. This is the aggregated data.

4019. The FCA fines Tullett Prebon £15.4 million

      Press Releases Published: 11/10/2019 Last modified: 11/10/2019
      The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing

4020. Electra Finance/ Electra Finance Services Limited

      Warnings Published: 07/02/2020 Last modified: 07/02/2020
      Electra Finance/ Electra Finance Services Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.