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Showing 4041 to 4050 of 6953 search results for Insurance Limited.

  1. FCA Q4 16/17 Number of skilled persons report commissioned [pdf]

    Data Published: 02/05/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  2. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

  3. FCA Q3 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  4. First Choice Finance (clone of FCA authorised firm)

    Warnings Published: 10/02/2020 Last modified: 21/11/2020
    First Choice Finance (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

  5. Capital Gain Limited (Clone of FCA authorised firm)

    Warnings Published: 30/07/2021 Last modified: 03/08/2021
    Capital Gain Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

  6. Thornblack Limited t/a Thorn Black International

    Warnings Published: 04/07/2014 Last modified: 04/07/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  7. Final Notice 2017: Samsara Nepal Financial Services Limited [pdf]

    Final notices Published: 14/08/2017 Last modified: 14/08/2017
    This final notice refers to a failure to demonstrate a willingness to comply with regulatory obligations, and to deal with the Authority in an open and co-operative way in the payment services sector. To protect the interests of consumers, we

  8. OFT Requirement Notice: American Express Services Europe Limited [pdf]

    Requirement notices Published: 17/11/2010 Last modified: 15/04/2014
    This Notice from the OFT placed a requirement on American Express Services Europe Limited which applies to its Consumer Credit Interim Permission.

  9. FCA Q2 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/11/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  10. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.
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