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Showing 4681 to 4690 of 6956 search results for Insurance Limited.

  1. Final Notice 2019: Mansori Cars GB Limited [pdf]

    Final notices Published: 27/03/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2022: Henderson Carter Associates Limited [pdf]

    Final notices Published: 17/05/2022
    This Final Notice (Henderson Carter Associates Limited) refers to breaches of PRIN 1 and Section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a public censure.

  3. First Supervisory Notice 2021: Frensham Wealth Limited [pdf]

    Supervisory notices Published: 25/11/2021
    For the reasons given in this First Supervisory Notice (Frensham Wealth Limited), and pursuant to section 55J of the Act, the Authority has decided to vary the Part 4A permission of Frensham Wealth Limited. The Authority has further decided to

  4. Business interruption insurance test case: Defence of Argenta Syndicate Management Ltd [pdf]

    Corporate documents Published: 24/06/2020
    The Defendants to the business interruption insurance test case have now served their Defences. These state each Defendant’s written case, in response to the FCA’s Particulars of Claim. This is the defence for Argenta Syndicate Management Ltd.

  5. BTIG H10 (clone of FCA authorised firm)

    Warnings Published: 28/02/2023 Last modified: 28/02/2023
    BTIG H10 (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  6. Aggregate Complaint data charts April 2013 [pdf]

    Data Published: 15/04/2013 Last modified: 04/08/2016
    Aggregate sector wide firm complaints data for 2012 H2. Including opened, closed, upheld, speed of closure and redress.

  7. Consumer credit application for authorisation with limited permissions [pdf]

    Forms Published: 01/04/2014 Last modified: 12/09/2014

  8. mar.yamfx (Clone of FCA Authorised Firm)

    Warnings Published: 25/11/2022 Last modified: 25/11/2022
    mar.yamfx (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  9. FCA fines LJ Financial Planning Ltd £107,200

    Press Releases Published: 10/12/2020 Last modified: 10/12/2020
    Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.

  10. FCA stops EverFX offering CFDs to UK customers

    Press Releases Published: 26/05/2021 Last modified: 26/05/2021
    The FCA stops the Cypriot-based firm and other members of its group which trade as EverFX, from offering high risk contracts for differences to UK investors.
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