Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 5001 to 5010 of 6962 search results for Insurance Limited.

  1. Surety & Guarantee Services Limited (Clone of Appointed Representative of FCA authorised firm)

    Warnings Published: 07/07/2020 Last modified: 07/07/2020
    Surety & Guarantee Services Limited (Clone of Appointed Representative of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of
  2. FCA Final Notice 2014: Paul Bryan Moss trading as IMG Mortgages [pdf]

    Final notices Published: 08/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.
  3. Firm level complaints data 2014 H1 [xlsx]

    Data Published: 22/09/2014 Last modified: 27/11/2014
    Firm level complaints data 2014 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.
  4. UTB Partners (Clone of FCA authorised firm)

    Warnings Published: 05/01/2022 Last modified: 05/01/2022
    UTB Partners (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  5. Controller forms needed for authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 09/08/2017
    A ‘controller’ includes any person who holds a certain level of influence over a UK authorised firm, whether directly or indirectly, through ownership rights, such as shareholdings, voting rights or partnership interests. Find the right
  6. Firm level complaints data 2013 H2 [xlsx]

    Data Published: 07/04/2014 Last modified: 09/04/2014
    Firm level complaints data 2013 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.
  7. FCA fines Standard Life Assurance Limited £30 million for non-advised pension sales failures

    Press Releases Published: 23/07/2019 Last modified: 23/07/2019
    The Financial Conduct Authority (FCA) has today fined Standard Life Assurance Limited (SLAL) £30,792,500 for failures related to non-advised sales of annuities.
  8. We confirm periodic review of pension transfers redress guidance

    Life insurers and pension providers Statements Published: 01/09/2021 Last modified: 09/11/2022
    This statement confirms that the FCA intends to start a periodic review of the redress guidance by the end of 2021 and sets out its expectations of firms while the review is ongoing.
  9. Capita Consult / Capita Group / Capita Asset Services (clone of FCA authorised firm)

    Warnings Published: 06/06/2016 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  10. Alliance Trust Savings Limited (clone of FCA authorised firm)

    Warnings Published: 06/10/2017 Last modified: 21/11/2020
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.