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Showing 501 to 510 of 6931 search results for Insurance Limited.

  1. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules
  2. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    The proposals will affect a large number of individuals within the relevant firms, including, but not limited to, all their existing approved persons. ... The behaviour and culture within banks played a major role in the 2008-09 financial crisis, in
  3. Unit-linked funds’ governance review (follow up to PS18/8): findings and next steps

    Multi-firm reviews Published: 24/09/2019 Last modified: 16/08/2023
    We reviewed firms’ governance practices covering the value provided by unit-linked funds.
  4. montgomerykentinsurance.co.uk / tempdrive (Clone of FCA Authorised Firm)

    Warnings Published: 20/01/2023 Last modified: 11/07/2024
    montgomerykentinsurance.co.uk / tempdrive (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  5. FCA Board appoints three new members to the Regulatory Decisions Committee

    News stories Published: 14/01/2014 Last modified: 29/11/2016
    Peter Craddock up to December 2013 was Group Operations Director at Perspective Financial Group Limited, a £23m turnover national finance advisory group. ... He now operates as an independent consultant via his own business Craddock is also a director
  6. FSA fines Willis Limited £6.895 million for anti-bribery and corruption systems and controls failings

    Press Releases Published: 21/07/2011 Last modified: 24/11/2021
    The Financial Services Authority (FSA) has fined Willis Limited £6.895 million for failings in its anti-bribery and corruption systems and controls.
  7. Financial Lives 2022 survey - Key findings from the May 2022 survey: Executive summary

    Financial Lives Published: 26/07/2023 Last modified: 26/07/2023
    Executive summary for the key findings from the FCA’s Financial Lives February 2022 survey.
  8. FCA calls on insurers to take action as it publishes latest fair value data

    Press Releases Published: 20/09/2023 Last modified: 20/09/2023
    The FCA has written to insurers warning that more action must be taken to ensure good consumer outcomes.
  9. Overall complaints fall by 2.1% but banking and credit card complaints increase

    Press Releases Published: 30/09/2015 Last modified: 07/02/2022
    The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,138,209 new complaints between January and June 2015.
  10. Regulating the pensions and retirement income sector: an FCA perspective

    Speeches Published: 03/10/2019 Last modified: 03/10/2019
    Speech by Deb Jones, Director of Supervision, Life Insurance and Financial Advice, delivered at the FCA/TPR: Our Joint Regulatory Strategy - one year on event.