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Showing 511 to 520 of 6931 search results for Insurance Limited.

511. Our approach to ensuring firms treat vulnerable customers fairly

     Speeches Published: 05/03/2020 Last modified: 06/03/2020
     Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference.

512. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

     Press Releases Published: 05/10/2016 Last modified: 03/11/2016
     The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

513. FCA fines Chase de Vere for failures surrounding sale of Keydata Products

     Press Releases Published: 17/11/2014 Last modified: 17/11/2014
     Keydata Investment Services Limited was a product provider that designed and distributed structured investment products. ... Luxembourg based companies, SLS Capital SA and Lifemark SA, which used the money raised to buy portfolios of life insurance

514. FCA makes Market Investigation Reference for investment consultancy services

     Press Releases Published: 14/09/2017 Last modified: 14/09/2017
     The Financial Conduct Authority (FCA) has today confirmed its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to investment consultancy and fiduciary management services.

515. Liberty Specialty Markets / Liberty Corporate Capital Markets (clone) (clone of FCA authorised firm)

     Warnings Published: 23/03/2017 Last modified: 21/11/2020
     We have published this statement in order to warn consumers against dealing with unauthorised firms.

516. Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms

     Statements Published: 03/04/2020 Last modified: 22/09/2022
     Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms

517. Financial Lives 2020 survey: the impact of coronavirus

     Data and research Financial Lives Published: 11/02/2021 Last modified: 26/07/2023
     The Executive Summary for the FCA’s Financial Lives 2020 survey and October 2020 Covid-19 panel survey.

518. FSA fines Aon Limited £5.25m for failings in its anti-bribery and corruption systems and controls

     Press Releases Published: 08/01/2009 Last modified: 08/11/2016
     The Financial Services Authority (FSA) has today fined Aon Limited (Aon Ltd) £5.25 million for failing to take reasonable care to establish and maintain effective systems and controls to counter the risks of bribery and corruption associated with

519. Call for Input: PRIIPs Regulation – initial experiences with the new requirements

     Feedback statements Published: 28/02/2019 Last modified: 28/02/2019
     In this Feedback Statement, we summarise responses to our Call for Input on the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation. We also outline our next steps.

520. FCA response to the independent panels’ annual reports

     Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
     In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.