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Showing 541 to 550 of 6931 search results for Insurance Limited.

541. Interest rate benchmark reform: transition to a world without LIBOR

     Speeches Published: 12/07/2018 Last modified: 12/07/2018
     Andrew Bailey, chief executive of the FCA, on transitioning from LIBOR to alternative interest rate benchmarks.

542. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

     Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
     If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

543. Investors in the EEA Life Settlements Fund should consider making a complaint now

     News stories Published: 24/09/2014 Last modified: 24/09/2014
     However, there is only a limited time in which to do so and in some cases the deadline for making complaints or claims may start to expire from 1 December 2014 ... The EEA Life Settlements Fund is an unregulated collective investment scheme made up of

544. Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments

     Press Releases Published: 19/12/2013 Last modified: 30/08/2015
     The Financial Conduct Authority (FCA) has fined JLT Specialty Limited (JLTSL) over £1.8million for failing to have in place appropriate checks and controls to guard against the risk of bribery ... JLTSL also did not adequately assess the potential risk

545. Monitoring orders and transactions – our expectations of firms

     Speeches Published: 31/01/2013 Last modified: 29/03/2013
     Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

546. FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator

     Press Releases Published: 17/12/2019 Last modified: 17/12/2019
     The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials.

547. FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans

     Corporate documents Published: 05/03/2024 Last modified: 05/03/2024
     On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013.

548. www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm)

     Warnings Published: 20/11/2023 Last modified: 20/11/2023
     www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out

549. Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins

     Press Releases Published: 18/09/2015 Last modified: 09/12/2016
     The decision follows the Final Notices issued to Catalyst Investment Group Limited and Alison Moran, Catalyst’s compliance officer, in September 2013. ... These products are a form of ‘Traded Life Policy Investment’ (TLPI) based on life insurance

550. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

     Speeches Published: 14/03/2024 Last modified: 14/03/2024
     Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.