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Showing 5491 to 5500 of 6963 search results for Insurance Limited.

5491. Dominion Financial Assets (clone of authorised firm)

      Warnings Published: 30/07/2020 Last modified: 21/11/2020
      Dominion Financial Assets (clone of authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

5492. Relending by high-cost lenders

      Firms Multi-firm reviews Published: 06/08/2020 Last modified: 07/08/2020
      This report sets out our review findings of relending by firms in the high-cost lenders portfolio.

5493. Firms selling investments, home finance and non-investment insurance contracts - financial resources form [doc]

      Forms Published: 01/04/2013 Last modified: 01/04/2013
      Change of legal status

5494. Golden Currencies (Clone of FCA Authorised firms)

      Warnings Published: 08/11/2023 Last modified: 05/02/2024
      Golden Currencies (Clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

5495. FCA fines and prohibits trader for market abuse

      Press Releases Published: 04/03/2021 Last modified: 04/03/2021
      The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.

5496. Statutory notices issued by the RDC

      Who we are Published: 19/07/2022 Last modified: 17/06/2024
      Find out more about warning notices and decision notices issued by the Regulatory Decisions Committee (RDC), the documents you’ll receive if you get one, and how to respond.

5497. GC20/1: Advising on pension transfers

      Policy and guidance Guidance consultations Published: 05/06/2020 Last modified: 05/06/2020
      The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best

5498. Effectiveness and proportionality: our financial crime priorities

      Speeches Published: 10/11/2016 Last modified: 05/12/2016
      Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference.

5499. March 2013 – Letter for General Insurance Intermediation and Investment Intermediation FSCS Interim Levy 2012/13 [pdf]

      Correspondence Published: 30/03/2013 Last modified: 03/08/2016

5500. Commentary on the aggregate complaints data 2013 H1 [pdf]

      Data Published: 16/10/2013 Last modified: 04/08/2016
      Commentary on the aggregate sector wide firm complaints data for 2013 H1. Including opened, closed, upheld, speed of closure and redress