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Showing 5891 to 5900 of 6968 search results for Insurance Limited.

  1. Former equities trader pleads guilty to insider dealing

    Press Releases Published: 15/03/2016 Last modified: 05/04/2023
    Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading.

  2. Sterling ISA Managers (Clone of FCA Authorised firm)

    Warnings Published: 05/08/2020 Last modified: 17/02/2021
    Sterling ISA Managers (Clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  3. Slides - Principals and their appointed representatives in the general insurance sector event [pdf]

    Corporate documents Published: 07/09/2016
    We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6).

  4. Prime by ADS Securities (clone of FCA authorised firm)

    Warnings Published: 24/10/2018 Last modified: 21/11/2020
    Prime by ADS Securities (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  5. Boat Investments Limited (Clone of UK registered company and FCA authorised firm)

    Warnings Published: 04/03/2021 Last modified: 24/05/2021
    Boat Investments Limited (Clone of UK registered company and FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  6. UK Tax Efficient Investments Limited t/a stemwealth.co.uk and eis-wise.co.uk

    Warnings Published: 08/10/2021 Last modified: 08/10/2021
    UK Tax Efficient Investments Limited t/a stemwealth.co.uk and eis-wise.co.uk is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. Carter Flanagan Ltd / Carter Flanagan Private Asset Management

    Warnings Published: 19/11/2015 Last modified: 19/11/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  8. News for investors about Rockingham’s liquidation

    News stories Published: 19/03/2012 Last modified: 02/10/2013
    On 16 March 2012, Probitas Limited announced that it has been instructed by Rockingham Independent Limited to start putting the firm into liquidation. This means that Rockingham has applied to be closed down. Here we explain what it means for

  9. FCA publishes Decision Notice against hedge fund for conflicts of interest failings

    Press Releases Published: 22/12/2021 Last modified: 22/12/2021
    We have published a Decision Notice and a financial penalty of £40.8m against BlueCrest Capital Management (UK) LLP

  10. Fast Payday Loans (Clone of FCA Authorised Firm)

    Warnings Published: 30/06/2023 Last modified: 24/10/2023
    Fast Payday Loans (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
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