Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 6111 to 6120 of 6968 search results for Insurance Limited.

  1. Payday firm CFO Lending to pay £34 million redress

    Press Releases Published: 19/09/2016 Last modified: 27/06/2019
    Payday firm, CFO Lending, has entered into an agreement with the Financial Conduct Authority (FCA) to provide over £34 million of redress to more than 97,000 customers for unfair practices. The redress consists of £31.9 million written-off

  2. Berkeley Burke SIPP Administration Limited in administration but SIPP business is transferred to Hartley

    News stories Published: 18/09/2019 Last modified: 18/09/2019
    On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators

  3. First Supervisory Notice 2021: Marshall Sterling Investment Management Limited [pdf]

    Supervisory notices Published: 24/05/2021
    First Supervisory Notice 2021: Marshall Sterling Investment Management Limited.

  4. Occasional Paper No. 37: Flash Crash in an OTC Market

    Occasional papers Published: 12/06/2018 Last modified: 12/06/2018
    This Occasional Paper contributes to the research on flash crashes which are high-profile episodes that can be thought of as short-lived malfunctions of capital markets typically involving a substantial price change and a drying up of liquidity

  5. Kleinwort Hambros / SG Kleinwort Hambros Bank Limited (clone) (clone of FCA authorised firm)

    Warnings Published: 15/05/2019 Last modified: 06/07/2021
    Kleinwort Hambros / SG Kleinwort Hambros Bank Limited (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

  6. AXA fined and reviews investment sales for advice failings

    Press Releases Published: 13/09/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.

  7. Gold FX Trading / GFT (clone of FCA authorised firm)

    Warnings Published: 27/02/2019 Last modified: 01/06/2021
    Gold FX Trading / GFT (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  8. TR19/3: Review of the fair treatment of with-profits customers

    Thematic reviews Published: 25/04/2019 Last modified: 24/06/2019
    We commenced our review with an assessment of all the areas across the with-profits market where there is potential for customer harm. After identifying those areas we regard as presenting the highest potential for customer harm, we conducted a

  9. Loans Avenue / loansavenue.uk (Clone of FCA Authorised Firm)

    Warnings Published: 15/08/2023 Last modified: 15/08/2023
    Loans Avenue / loansavenue.uk (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  10. Netwealth Capital Investments Limited/ Netwealth Capital (Clone of FCA Authorised firm)

    Warnings Published: 28/11/2023 Last modified: 28/11/2023
    Netwealth Capital Investments Limited/ Netwealth Capital (Clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing
Related searches
Related topics