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Showing 6211 to 6220 of 6969 search results for Insurance Limited.

6211. LumineTrade/ Lumine Trade (Clone of FCA Appointed Representative)

      Warnings Published: 25/07/2024 Last modified: 25/07/2024
      LumineTrade/ Lumine Trade (Clone of FCA Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

6212. Effective compliance with the Market Abuse Regulation – a state of mind

      Speeches Published: 14/11/2017 Last modified: 15/11/2017
      the interplay of the full spectrum of laws, rules and guidance aimed at tackling market abuse in our market, including but not limited to MAR. ... However, the limited number of non-equity insider dealing STORs does feel like a leading indicator of the

6213. Aether Energy / athenergy.ltd (clone of FCA Authorised Firm)

      Warnings Published: 19/01/2024 Last modified: 19/01/2024
      Aether Energy / athenergy.ltd (clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

6214. Information on fines for lack of voice recording compliance - March 2022

      FOI Release Date of Release: 14/03/2022
      The FCA provides information on fines for lack of voice recording compliance.

6215. I0NE Support UK Lender (Clone of FCA Authorised Firm)

      Warnings Published: 29/01/2024 Last modified: 29/01/2024
      I0NE Support UK Lender (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

6216. FCA reveals next round of successful firms in its regulatory sandbox

      Press Releases Published: 05/12/2017 Last modified: 06/12/2017
      The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox.

6217. Impact assessment: Thematic review: Principals and their Appointed Representatives (ARs) in the General Insurance (GI) sector [pdf]

      Impact assessments Published: 23/06/2017
      This impact assessment relates to the thematic review of Principals and their Appointed Representatives (ARs) in the General Insurance (GI) sector. It has been verified by the Regulatory Policy Committee.

6218. Review of principal firms in the investment management sector

      Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
      We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

6219. N.B.S.A LTD / NBSA Ltd Clone of UK Registered Company

      Warnings Published: 16/08/2023 Last modified: 05/03/2024
      N.B.S.A LTD / NBSA Ltd Clone of UK Registered Company is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

6220. PS18/20: Improving the quality of pension transfer advice

      Policy statements Published: 26/03/2018 Last modified: 07/04/2020
      The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.