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Showing 6301 to 6310 of 6971 search results for Insurance Limited.

  1. FCA fines and bans former Investment Analyst at Aviva Investors

    Press Releases Published: 17/11/2015 Last modified: 03/09/2016
    The Financial Conduct Authority (FCA) has today fined Mothahir Miah, a former Investment Analyst at Aviva Investors Global Services Limited (Aviva Investors), £139,000 and banned him from performing any function

  2. FCA further bolsters its leadership team as it expands its headcount

    Press Releases Published: 05/07/2022 Last modified: 06/07/2022
    The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

  3. Consumer warning on Flipping Cars Ltd and My Car Broker Ltd

    News stories Published: 02/09/2021 Last modified: 03/09/2021
    News story on Flipping Cars Ltd and My Car Broker Ltd agreeing with the FCA that it will no longer take any payments in advance from customers for its services to help customers source and purchase vehicles. 

  4. First Supervisory Notice 2023: Campbell & Associates Independent Financial Advice Limited [pdf]

    Supervisory notices Published: 10/02/2023 Last modified: 12/06/2023
    For the reasons given and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on Campbell & Associates Independent Financial Advice Limited.

  5. FCA stops AJH Financial Services Limited disposing of assets without permission

    News stories Published: 14/02/2022 Last modified: 23/05/2022
    We have stopped AJH Financial Services Limited, a firm that advised on transfers from the British Steel Pension Scheme (BSPS), disposing of assets without FCA permission.

  6. Former chief executive of stockbroker firm fined £450,000 and banned

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    Sam Kenny, the former chief executive of Gracechurch Investments Limited (Gracechurch), a stockbroking firm that is now dissolved, has been banned from holding a position in the financial services industry and ... The Final notice for Gracechurch

  7. Information for Cash Genie customers about its redress scheme

    News stories Published: 06/01/2016 Last modified: 18/05/2021
    Ariste Holding Limited, trading as Cash Genie, has entered into an agreement with the FCA to provide over £20 million redress to more than 92,000 customers for unfair practices.

  8. Intelligent Claims Management Limited / Megel Andre Intelligent Claims Management

    Warnings Published: 11/05/2023 Last modified: 11/05/2023
    Intelligent Claims Management Limited / Megel Andre Intelligent Claims Management is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. Final Notice 2022: The TJM Partnership Limited (Formerly known as Neovision Global Capital Limited) (In Liquidation) [pdf]

    Final notices Published: 15/07/2022
    This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty.

  10. Information on open FCA enforcement investigations - December 2020

    FOI Release Date of Release: 21/12/2020
    The FCA provides a breakdown by category of all open FCA investigations as at the 23 November 2020.
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