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Showing 6531 to 6540 of 6971 search results for Insurance Limited.

6531. British and Australian financial regulators sign agreement to support innovative businesses

      Press Releases Published: 23/03/2016 Last modified: 23/03/2016
      Under a world-first agreement, innovative fintech companies in Australia and the United Kingdom will have more support from financial regulators as they attempt to enter the others’ market.

6532. Tribunal upholds the Financial Conduct Authority’s decision to fine investment adviser

      Statements Published: 21/05/2015 Last modified: 21/05/2015
      Co (Financial Services) Limited.

6533. FCA prohibits and fines Omar Hussein for pension switching advice failings

      Press Releases Published: 15/10/2021 Last modified: 15/10/2021
      The FCA has fined Omar Hussein for providing reckless and unsuitable pension switching advice. Mr Hussein has been fined £116,000.

6534. Individual sentenced for role in operating unauthorised collective investment scheme

      Press Releases Published: 19/06/2015 Last modified: 19/06/2015
      Mr Hawkins primarily worked as a salesman and was involved in the management of the three land banking companies Plott UK, European Property Investments (UK) Ltd and Stirling Alexander Limited.

6535. Vanguard Investors UK Limited / Vanguard Asset Management (Clone of FCA authorised firm)

      Warnings Published: 23/04/2021 Last modified: 08/11/2021
      Vanguard Investors UK Limited / Vanguard Asset Management (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

6536. Tanner Automotive Ltd / Tanner Cars Ltd (clone of FCA authorised firm)

      Warnings Published: 12/05/2021 Last modified: 12/05/2021
      Tanner Automotive Ltd / Tanner Cars Ltd (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

6537. 5 million pension savers could put their retirement savings at risk to scammers

      Press Releases Published: 07/08/2019 Last modified: 07/08/2019
      The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could

6538. FCA bans Lee Morgan for British Steel Pension Scheme advice failings

      Press Releases Published: 28/06/2023 Last modified: 28/06/2023
      The FCA has banned Denis Lee Morgan of Pembrokeshire Mortgage Centre Limited (in liquidation) (PMC) from advising any customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. 

6539. ARB Capital - Clone of FCA Authorised firm (clone of FCA authorised firm)

      Warnings Published: 18/03/2022 Last modified: 25/04/2022
      ARB Capital - Clone of FCA Authorised firm (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

6540. Slides - Principals and their appointed representatives in the general insurance sector event [pdf]

      Corporate documents Published: 07/09/2016
      We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6).