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Showing 6571 to 6580 of 6971 search results for Insurance Limited.

6571. FCA urges unauthorised land banking scheme victims to get in touch to return funds

      Press Releases Published: 09/10/2020 Last modified: 09/10/2020
      The Financial Conduct Authority (FCA) is urging members of the public who invested in an unauthorised land banking scheme, and who may be eligible to receive some of their money back, to get in contact with the FCA.

6572. The art of thinking independently together – why the regulator cares about diversity

      Speeches Published: 30/10/2017 Last modified: 30/10/2017
      Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the LGBT in the Financial Services Industry Summit.

6573. RBC Wealth Management/ Royal Bank of Canada Wealth Management (clone firm) (clone of FCA authorised firm)

      Warnings Published: 28/03/2014 Last modified: 08/12/2020
      Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

6574. Event for former members of the British Steel Pension Scheme (BSPS) 21 August 2019

      Events Last modified: 01/08/2019
      We are hosting two events in Port Talbot for former members of the British Steel Pension Scheme (BSPS). These events will provide information for those who are concerned about advice they received when they transferred out of the scheme.  

6575. Number of UK investment firms and categories information - October 2020

      FOI Release Date of Release: 05/10/2020
      FCA provides information on the number of UK investment firms and by category.

6576. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

      Press Releases Published: 15/04/2015 Last modified: 15/04/2015
      FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules. ... The Financial Conduct Authority (FCA) has today fined The Bank of New York Mellon

6577. Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to investors?

      Occasional papers Published: 13/04/2016 Last modified: 18/10/2016
      Research to date into the determinants of IPO allocations has been limited by a lack of relevant data, particularly about the revenues from the buy-side clients of the book-running

6578. Stewart International Inc (clone of FCA authorised firm)

      Warnings Published: 05/06/2014 Last modified: 21/11/2020
      Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

6579. Statement on certain FCA work in light of coronavirus and changing market conditions

      Statements Published: 13/11/2020 Last modified: 14/05/2021
      We are providing an update on work that we intend to either stop or postpone in light of the ongoing impact of coronavirus and economic conditions. These changes will allow us to focus our resources on the most urgent work where we can make the most

6580. TR15/2: Structured Products: Thematic Review of Product Development and Governance

      Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
      Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.