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Showing 6581 to 6590 of 7051 search results for Insurance Limited.

  1. Change to aggregate complaints data: first half (H1) of 2013

    Focus areas Published: 06/05/2016 Last modified: 13/06/2016
    The follow change was made to the aggregate complaints data from 2013 H1.

  2. Authorised fund managers’ assessments of fund value 2023

    Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
    Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.

  3. M & G Investment Bank / mandgfinance.com (Clone of FCA authorised firm)

    Warnings Published: 04/03/2021 Last modified: 04/03/2021
    M & G Investment Bank / mandgfinance.com (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  4. FSA issues fines totalling £4.2m for transaction reporting failures

    Press Releases Published: 08/04/2010 Last modified: 22/07/2013
    The Financial Services Authority (FSA) has fined three firms a total of £4.2m for failing to provide accurate and timely transaction reports to the FSA.

  5. GC14/7 Proposed guidance on financial crime systems and controls

    Guidance consultations Published: 14/11/2014 Last modified: 30/08/2015
    and financial sanctions, and small commercial insurance brokers anti-bribery and corruption, systems and controls. ... TR14/17 Managing bribery and corruption risk in commercial insurance broking: update.

  6. FCA commences High Court proceedings over unauthorised collective investment schemes

    Press Releases Published: 11/11/2020 Last modified: 30/06/2023
    The FCA has commenced High Court proceedings against Mr Robin Forster, Fortem Global Limited and Mr Richard Tasker, over alleged links to investments in care homes in which investors appear to have lost at least £30 million.

  7. CP21/7 A new UK prudential regime for MiFID investment firms

    Consultation papers Published: 19/04/2021 Last modified: 01/06/2021
    We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  8. bronsonautomotiveltd.com / ahomlimited.com (Clone of Previously Authorised FCA Firms)

    Warnings Published: 18/07/2023 Last modified: 05/10/2023
    bronsonautomotiveltd.com / ahomlimited.com (Clone of Previously Authorised FCA Firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  9. firstautomotive.co.uk (Clone of Previously Authorised Appointed Representative)

    Warnings Published: 30/10/2023 Last modified: 30/10/2023
    firstautomotive.co.uk (Clone of Previously Authorised Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  10. FCA consults on new guidance on variation terms under unfair terms legislation

    Press Releases Published: 17/05/2018 Last modified: 31/05/2018
    The Financial Conduct Authority (FCA) is consulting on new guidance outlining factors financial services firms should consider under the Consumer Rights Act 2015 (CRA) when drafting and reviewing variation terms in their consumer contracts. The CRA
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