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Showing 6621 to 6630 of 6973 search results for Insurance Limited.

  1. Advice firms demonstrate some good practice on due diligence but greater consistency needed

    Press Releases Published: 19/02/2016 Last modified: 19/02/2016
    Linda Woodall, director of life insurance and financial advice at the FCA, said:.

  2. FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages

    Press Releases Published: 25/09/2014 Last modified: 01/10/2014
    A number of other changes will also be implemented including new knowledge and competency requirements, obligations for firms dealing in foreign currency mortgages and new levels of professional indemnity insurance.

  3. Milestone for insurers as they come under the Senior Managers and Certification Regime

    News stories Published: 10/12/2018 Last modified: 10/12/2018
    The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority from today.

  4. From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit

    Speeches Published: 29/11/2022 Last modified: 08/01/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.

  5. Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling

    Press Releases Published: 14/04/2015 Last modified: 30/09/2016
    The Financial Conduct Authority (FCA) has today fined Clydesdale Bank Plc (Clydesdale) £20,678,300 for serious failings in its Payment Protection Insurance (PPI) complaint handling processes between May 2011 and

  6. Plateau Finance / Plateau Financial Limited Private Lending / Plateau Finance Services Limited

    Warnings Published: 03/10/2022 Last modified: 03/10/2022
    Plateau Finance / Plateau Financial Limited Private Lending / Plateau Finance Services Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. Information on investigations relating to Cum-Ex trades and cryptocurrency fraud

    FOI Release Date of Release: 06/06/2022
    The FCA answers multiple questions related to investigations on Cum-Ex trades and cryptocurrency fraud.

  8. Lloyds Banking Group fined £4.3 million for delayed PPI redress payments

    Press Releases Published: 19/02/2013 Last modified: 09/12/2016
    The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.

  9. Business interruption test case: Common Sections of Appellant Defendants’ Applications for Permission to Appeal [pdf]

    Corporate documents Published: 20/10/2020
    These are sections of the Applications for Permission to Appeal in the Business Interruption insurance test case which are common to all Appellant Defendants.

  10. CP20/15: Liquidity mismatch in authorised open-ended property funds

    Consultation papers Published: 03/08/2020 Last modified: 06/11/2020
    We are consulting on measures to address the potential harm caused by a mismatch in liquidity in certain UK authorised funds that invest directly in property, for example offices, shops and warehouses.
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