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Showing 6631 to 6640 of 6973 search results for Insurance Limited.

  1. FCA fines Merrill Lynch International £13.2 million for transaction reporting failures

    Press Releases Published: 22/04/2015 Last modified: 22/04/2015
    A transaction report is a data set submitted to the Authority that relates to an individual financial market transaction which includes, but is not limited to, details of the product traded,

  2. Underlying data for Montly PPI complaints before and during campaign - May 2021

    FOI Release Date of Release: 10/05/2021
    The FCA provides the data for the numbers of PPI complaints from Jan 2017 to Aug 2019.

  3. How can we ensure that Big Data does not make us prisoners of technology?

    Speeches Published: 11/07/2018 Last modified: 11/07/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London.

  4. Global View International Services Limited t/a Royal Markets Online and Royal CFDs

    Warnings Published: 30/07/2018 Last modified: 30/07/2018
    Global View International Services Limited t/a Royal Markets Online and Royal CFDs is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. External Coins / externalcoins.com (Clone of FCA Authorised Appointed Representative)

    Warnings Published: 09/01/2024 Last modified: 03/06/2024
    External Coins / externalcoins.com (Clone of FCA Authorised Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  6. Dear CEO letter: FCA expectations of general insurance firms undertaking pricing activities [pdf]

    Correspondence Published: 31/10/2018
    On 31 October 2018, the FCA wrote to CEOs regarding our expectations of general insurance firms undertaking pricing activities.

  7. Swiss Capital Invest Holding Ltd trading as Swiss Capital Invest (clone) (clone of FCA authorised firm)

    Warnings Published: 21/01/2019 Last modified: 21/01/2019
    Swiss Capital Invest Holding Ltd trading as Swiss Capital Invest (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be

  8. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures

    Press Releases Published: 21/12/2020 Last modified: 21/12/2020
    The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA.

  9. FS20/16: Coronavirus and customers in financial difficulty: feedback on draft additional guidance for insurance and premium finance firms

    Feedback statements Published: 30/10/2020 Last modified: 30/10/2020
    On 16 October 2020, we published proposals on how firms should continue to seek to help customers who hold insurance and premium finance products and may be in financial difficulty because of coronavirus (Covid-19), after 31 October 2020. This

  10. Prudential Bonds / Prudential Financial Planning (Clone of FCA authorised firm)

    Warnings Published: 01/10/2020 Last modified: 01/10/2020
    Prudential Bonds / Prudential Financial Planning (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
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