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Showing 6691 to 6700 of 6974 search results for Insurance Limited.

  1. Moneycorp life and wealth investment Management (Clone of EEA authorised firm)

    Warnings Published: 12/10/2020 Last modified: 12/10/2020
    Moneycorp life and wealth investment Management (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  2. Information on correspondence between unions and any employee of the FCA treated as phishing - November 2021

    FOI Release Date of Release: 30/11/2021
    FCA provides emails that, in part, set out the decisions taken in relation to the phishing controls that were applied to correspondence between Unite and employees within the FCA.

  3. CP22/25: Proposed regulatory framework for pensions dashboard service firms

    Consultation papers Published: 01/12/2022 Last modified: 01/12/2022
    Give your comments on our proposed regulatory framework for the new pensions dashboard service market.

  4. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

    Press Releases Published: 17/12/2007 Last modified: 08/11/2016
    The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in

  5. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
    providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional and other services to PIFs.

  6. Studio Legale Penna / Agostinelli Studio Legale (Clone of FCA Authorised Firm)

    Warnings Published: 04/11/2022 Last modified: 03/11/2023
    Studio Legale Penna / Agostinelli Studio Legale (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  7. The Joint Regulatory Oversight Committee welcomes OBL’s submission of two data collection frameworks

    News stories Published: 18/10/2023 Last modified: 18/10/2023
    Open Banking Limited (OBL) has published two data collection frameworks. One for levelling up API availability and performance in open banking and the second for mitigating risk of financial crime.

  8. PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

    Policy statements Published: 06/10/2015 Last modified: 26/05/2016
    PRA-designated investment firms, and. insurance and reinsurance firms within the scope of Solvency II, the Society of Lloyd’s and managing agents. ... we regulate, such as stockbrokers, mortgage brokers, insurance brokers, investment firms and consumer

  9. Cancellations and refunds: helping consumers with rights and routes to refunds

    Policy and guidance Guidance consultations Published: 31/07/2020 Last modified: 07/08/2020
    We are consulting on guidance for firms to help their customers identify their quickest and easiest options to claim for any cancelled travel or events caused by coronavirus (Covid-19).

  10. J.P. Morgan International Bank fined for systems and controls failings in its wealth management business

    Press Releases Published: 23/05/2013 Last modified: 22/11/2021
    The Financial Conduct Authority has fined J.P. Morgan International Bank Limited (JPMIB) £3,076,200 for systems and controls failings relating to its provision of retail investment advice and portfolio investment services.
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