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Showing 6701 to 6710 of 6974 search results for Insurance Limited.
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J.P. Morgan International Bank fined for systems and controls failings in its wealth management business
The Financial Conduct Authority has fined J.P. Morgan International Bank Limited (JPMIB) £3,076,200 for systems and controls failings relating to its provision of retail investment advice and portfolio investment services. -
Retail Distribution Review six months in – how firms are implementing the RDR
The Financial Conduct Authority (FCA) has published an early review of how advisory firms have implemented some of the core aspects of the Retail Distribution Review (RDR) months after its implementation. -
Impact assessment: Thematic review: Principals and their Appointed Representatives (ARs) in the General Insurance (GI) sector [pdf]
This impact assessment relates to the thematic review of Principals and their Appointed Representatives (ARs) in the General Insurance (GI) sector. It has been verified by the Regulatory Policy Committee. -
Vendigital LTD / VenDigital Limited / Vendigital Association / Digital Ventures (clone of an Introducer Appointed Representative)
Vendigital LTD / VenDigital Limited / Vendigital Association / Digital Ventures (clone of an Introducer Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. -
PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules
We set out our final and near final rules on funeral plans regulation, including new guidance for providers on their arrangements for trust-backed funeral plans. -
The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector
The Bank of England, the Prudential Regulation Authority and FCA set out potential measures to oversee and strengthen the resilience of services provided by critical third parties to the UK financial sector. -
Melisfx/FXSM Group (clones of FCA authorised firm) (clone of FCA authorised firm)
Melisfx/FXSM Group (clones of FCA authorised firm) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with -
Productive finance working group publishes recommendations addressing the barriers to investment in less liquid assets
The Productive Finance Working Group has today published a series of recommendations which could facilitate greater investment in longer-term, less liquid assets. The Group is industry led, co-chaired by the Governor of the Bank, the Chief Executive -
Emerging Markets Group / Emerging Markets Group Limited (Clone of UK registered limited company)
Emerging Markets Group / Emerging Markets Group Limited (Clone of UK registered limited company) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms
Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic