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Showing 6771 to 6780 of 7051 search results for Insurance Limited.

  1. Swiss Capital Invest Holding Ltd trading as Swiss Capital Invest (clone) (clone of FCA authorised firm)

    Warnings Published: 21/01/2019 Last modified: 21/01/2019
    Swiss Capital Invest Holding Ltd trading as Swiss Capital Invest (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be

  2. Advice firms demonstrate some good practice on due diligence but greater consistency needed

    Press Releases Published: 19/02/2016 Last modified: 19/02/2016
    Linda Woodall, director of life insurance and financial advice at the FCA, said:.

  3. FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business

    Press Releases Published: 13/10/2016 Last modified: 13/10/2016
    The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also

  4. FCA fines Merrill Lynch International £13.2 million for transaction reporting failures

    Press Releases Published: 22/04/2015 Last modified: 22/04/2015
    A transaction report is a data set submitted to the Authority that relates to an individual financial market transaction which includes, but is not limited to, details of the product traded,

  5. Fairstone Investment (Clone of FCA Authorised Firms and UK Registered Company)

    Warnings Published: 07/02/2022 Last modified: 07/02/2022
    Fairstone Investment (Clone of FCA Authorised Firms and UK Registered Company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  6. Beaubien UK Finance (Clone of FCA authorised firm and UK registered company)

    Warnings Published: 11/12/2020 Last modified: 19/01/2021
    Beaubien UK Finance (Clone of FCA authorised firm and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  7. Prudential Bonds / Prudential Financial Planning (Clone of FCA authorised firm)

    Warnings Published: 01/10/2020 Last modified: 01/10/2020
    Prudential Bonds / Prudential Financial Planning (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  8. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures

    Press Releases Published: 21/12/2020 Last modified: 21/12/2020
    The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA.

  9. Leonard Curtis Business Rescue & Recovery (clone) (clone of FCA authorised firm)

    Warnings Published: 27/08/2019 Last modified: 28/06/2021
    Leonard Curtis Business Rescue & Recovery (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  10. FCA finds young investors are more likely to have long-term goals in mind when dating than when investing

    Consumers Scams Press Releases Published: 24/05/2023 Last modified: 24/05/2023
    Our latest InvestSmart campaign encourages young investors to adopt the same principles to investing as they do to their dating lives.
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